Product Description
Financial Markets Act 19 of 2012 & Rules and Regulations (4th edition)
Author: Juta's Statutes Editors
Format: Physical Hardcopy
This title in the Juta’s Pocket Statutes series reflects the law as at 19 April 2021.
Key Benefits
Up-to-date
Accessible
Affordable
Also available as part of the 5-volume Corporate Pocket Library.
Contents:
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Key Addresses
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Quick Finder for Key Topics
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Financial Markets Act 19 of 2012
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PENDLEX: Act 9 of 2017
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Rules and Regulations
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Rules of Strate Limited, 1999
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Code of Conduct for authorised users, 2005
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Equities Rules, 2005
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Requirements imposed by the Financial Services Board for nominees to operate in South Africa, 2007
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Application for approval of the acquisition or the holding of shares or any other interest in a market infrastructure, 2013
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Conditions applicable to the demutualisation of an exchange, central securities depository or independent clearing house, 2013
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Conditions applicable to the inclusion by an exchange of securities issued by it in its own list, 2013
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Accounting records to be maintained by a regulated person, 2013
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Determination of fit and proper requirements for market infrastructures, 2013
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Penalties to be imposed by the registrar, 2013
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Matters to be reported on by auditor of a regulated person, 2013
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Report by a market infrastructure to the registrar, 2013
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Conditions applicable to the amalgamation, merger, transfer or disposal of market infrastructures, 2013
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Requirements applicable to the granting of a market infrastructure licence, 2013
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Directive and Guideline 1 of 2014: Directive and Guideline regarding infrastructures provided by companies facilitating trading in their own securities
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Notice regarding conflicts of interest
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Prescribed Fees, 2015
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Reporting of transactions to the Registrar
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Financial Markets Act Regulations
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